Maintenance and further development of the code residing on Saxo Group's servers will be conducted by Saxo Group.

Schedule

Updates are run at the same time as other Saxo systems. It is usually done on Saturdays when markets are closed.

Notifications

Important updates are notified monthly.

Support

Onboarding Support

Saxo will provide resources during the onbording period to support the Institutional Client with questions during the implementation and configuration of the service. It is expected that the Institutional Client has development resources.

Maintenance Support

Saxo Group's Service Center supports the solution 24/6½ and can be reached on +39 77 40 01 and servicecenter@saxobank.com.

Appendix 1 - XML schema

<?xml version="1.0"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" attributeFormDefault="unqualified" elementFormDefault="qualified">
<xs:simpleType name="BuySell">
<xs:restriction base="xs:string">
<xs:enumeration value="Buy" />
<xs:enumeration value="Sell" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="CallPut">
<xs:restriction base="xs:string">
<xs:enumeration value="Call" />
<xs:enumeration value="Put" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="ContractType">
<xs:restriction base="xs:string">
<xs:enumeration value="Bond" />
<xs:enumeration value="Cfd" />
<xs:enumeration value="CfdOnFuture" />
<xs:enumeration value="ContractOption" />
<xs:enumeration value="FutureContract" />
<xs:enumeration value="FxBinaryOption" />
<xs:enumeration value="FxKnockInOption" />
<xs:enumeration value="FxKnockOutOption" />
<xs:enumeration value="FxNoTouchOption" />
<xs:enumeration value="FxOneTouchOption" />
<xs:enumeration value="FxSpot" />
<xs:enumeration value="FxVanillaOption" />
<xs:enumeration value="ManagedFund" />
<xs:enumeration value="Share" />
<xs:enumeration value="ShareOption" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Duration">
<xs:restriction base="xs:string">
<xs:enumeration value="AtTheClose" />
<xs:enumeration value="AtTheOpening" />
<xs:enumeration value="DayOrder" />
<xs:enumeration value="FillOrKill" />
<xs:enumeration value="GoodTillCancel" />
<xs:enumeration value="GoodTillDate" />
<xs:enumeration value="ImmediateOrCancel" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="ExecutionType">
<xs:restriction base="xs:string">
<xs:enumeration value="Changed" />
<xs:enumeration value="Deleted" />
<xs:enumeration value="New" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="FundingEvent">
<xs:restriction base="xs:string">
<xs:enumeration value="Deleted" />
<xs:enumeration value="New" />
<xs:enumeration value="Updated" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="FundingType">
<xs:restriction base="xs:string">
<xs:enumeration value="Deposit" />
<xs:enumeration value="Withdrawal" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="MarginCallAction">
<xs:restriction base="xs:string">
<xs:enumeration value="MarginCall" />
<xs:enumeration value="Reinstate" />
<xs:enumeration value="StopOut" />
<xs:enumeration value="LevelDrop" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="OrderRelation">
<xs:restriction base="xs:string">
<xs:enumeration value="IfDoneMaster" />
<xs:enumeration value="IfDoneSlave" />
<xs:enumeration value="IfDoneSlaveOco" />
<xs:enumeration value="Oco" />
<xs:enumeration value="StandAlone" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="OrderType">
<xs:restriction base="xs:string">
<xs:enumeration value="Algorithmic" />
<xs:enumeration value="CallLimit" />
<xs:enumeration value="CallStop" />
<xs:enumeration value="GuaranteedStop" />
<xs:enumeration value="Limit" />
<xs:enumeration value="Market" />
<xs:enumeration value="MarketExpiry" />
<xs:enumeration value="MarketStopOut" />
<xs:enumeration value="StopIfBid" />
<xs:enumeration value="StopIfOffered" />
<xs:enumeration value="StopIfTraded" />
<xs:enumeration value="StopLimit" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="PositionEvent">
<xs:restriction base="xs:string">
<xs:enumeration value="Deleted" />
<xs:enumeration value="MarginStopOut" />
<xs:enumeration value="New" />
<xs:enumeration value="OptionExercised" />
<xs:enumeration value="OptionExpired" />
<xs:enumeration value="Updated" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="PriceType">
<xs:restriction base="xs:string">
<xs:enumeration value="Amount" />
<xs:enumeration value="Ccy1Percentage" />
<xs:enumeration value="Ccy1Pips" />
<xs:enumeration value="Ccy2Percentage" />
<xs:enumeration value="Ccy2Pips" />
<xs:enumeration value="ThirdCurrency" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="SystemOrigin">
<xs:restriction base="xs:string">
<xs:enumeration value="B2B" />
<xs:enumeration value="ClientStation" />
<xs:enumeration value="MobileTrader" />
<xs:enumeration value="Other" />
<xs:enumeration value="WebTrader" />
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="ToOpenClose">
<xs:restriction base="xs:string">
<xs:enumeration value="ToClose" />
<xs:enumeration value="ToOpen" />
</xs:restriction>
</xs:simpleType>
<xs:element name="Funding">
<xs:complexType>
<xs:all>
<xs:element name="AccountId" type="xs:string" />
<xs:element name="Amount" type="xs:decimal" />
<xs:element name="ClientId" type="xs:int" />
<xs:element name="ConversionRate" type="xs:decimal" minOccurs="0"/>
<xs:element name="Created" type="xs:dateTime" />
<xs:element name="CurrencyCode" type="xs:string" />
<xs:element name="FundingEvent" type="FundingEvent" />
<xs:element name="FundingType" type="FundingType" />
<xs:element name="PositionId" type="xs:int" />
<xs:element name="RegistrationTime" type="xs:dateTime" />
<xs:element name="ValueDate" type="xs:date" />
</xs:all>
</xs:complexType>
</xs:element>
<xs:element name="MarginCall">
<xs:complexType>
<xs:all>
<xs:element name="BaseCurrency" type="xs:string" />
<xs:element name="ClientId" type="xs:int" />
<xs:element name="Created" type="xs:dateTime" />
<xs:element name="DefaultAccountId" type="xs:string" />
<xs:element name="MarginCallAction" type="MarginCallAction" />
<xs:element name="MarginCallLevel" type="xs:int" minOccurs="0"/>
<xs:element minOccurs="0" maxOccurs="1" name="MarginDeficit" type="xs:string" />
<xs:element minOccurs="0" maxOccurs="1" name="MarginRequired" type="xs:string" />
<xs:element minOccurs="0" maxOccurs="1" name="NetEquityForMargin" type="xs:string" />
<xs:element minOccurs="0" maxOccurs="1" name="NetFreeBalance" type="xs:string" />
<xs:element minOccurs="0" maxOccurs="1" name="UseOfEquityForMargin" type="xs:string" />
</xs:all>
</xs:complexType>
</xs:element>
<xs:element name="Order">
<xs:complexType>
<xs:all>
<xs:element name="AccountId" type="xs:string" />
<xs:element name="Amount" type="xs:decimal" minOccurs="0" />
<xs:element name="BuySell" type="BuySell" minOccurs="0" />
<xs:element name="CallPut" type="CallPut" minOccurs="0" />
<xs:element name="ClientId" type="xs:int" />
<xs:element name="ClientOrderId" type="xs:string" minOccurs="0" />
<xs:element name="ContractType" type="ContractType" minOccurs="0" />
<xs:element name="Created" type="xs:dateTime" />
<xs:element name="CurrencyCode" type="xs:string" minOccurs="0" />
<xs:element name="Duration" type="Duration" minOccurs="0" />
<xs:element name="ExchangeId" type="xs:string" minOccurs="0" />
<xs:element name="ExecutionType" type="ExecutionType" />
<xs:element name="ExpiryDate" type="xs:date" minOccurs="0" />
<xs:element name="FilledAmount" type="xs:decimal" minOccurs="0" />
<xs:element name="Instrument" type="xs:string" />
<xs:element name="IsinCode" type="xs:string" minOccurs="0" />
<xs:element name="OrderId" type="xs:long" />
<xs:element name="OrderRelation" type="OrderRelation" minOccurs="0" />
<xs:element name="OrderType" type="OrderType" minOccurs="0" />
<xs:element name="OriginalOrderId" type="xs:long" minOccurs="0" />
<xs:element name="OriginatingPositionId" type="xs:long" minOccurs="0" />
<xs:element name="Price" type="xs:decimal" minOccurs="0" />
<xs:element name="RegistrationTime" type="xs:dateTime" minOccurs="0" />
<xs:element name="RelatedOrderId" type="xs:long" minOccurs="0" />
<xs:element name="RelatedPositionId" type="xs:long" minOccurs="0" />
<xs:element name="RelatedSecondOrderId" type="xs:long" minOccurs="0" />
<xs:element name="Symbol" type="xs:string" minOccurs="0" />
<xs:element name="SystemOrigin" type="SystemOrigin" minOccurs="0" />
<xs:element name="ToOpenClose" type="ToOpenClose" minOccurs="0" />
<xs:element name="TrailingStopPriceChangeThreshold" type="xs:decimal" minOccurs="0" />
<xs:element name="TrailingStopPriceDifference" type="xs:decimal" minOccurs="0" />
<xs:element name="UserId" type="xs:int" minOccurs="0" />
</xs:all>
</xs:complexType>
</xs:element>
<xs:element name="Position">
<xs:complexType>
<xs:all>
<xs:element name="AccountId" type="xs:string" />
<xs:element name="Amount" type="xs:decimal" minOccurs="0" />
<xs:element name="BuySell" type="BuySell" minOccurs="0" />
<xs:element name="CallPut" type="CallPut" minOccurs="0" />
<xs:element name="ClientId" type="xs:int" />
<xs:element name="Commission" type="xs:decimal" minOccurs="0" />
<xs:element name="ContractType" type="ContractType" minOccurs="0" />
<xs:element name="ConversionRate" type="xs:decimal" minOccurs="0" />
<xs:element name="Created" type="xs:dateTime" />
<xs:element name="CurrencyCode" type="xs:string" minOccurs="0" />
<xs:element name="Delta" type="xs:decimal" minOccurs="0" />
<xs:element name="ExchangeFee" type="xs:decimal" minOccurs="0" />
<xs:element name="ExchangeId" type="xs:string" minOccurs="0" />
<xs:element name="ExecutionTime" type="xs:dateTime" minOccurs="0" />
<xs:element name="ExpiryCut" type="xs:string" minOccurs="0" />
<xs:element name="ExpiryDate" type="xs:date" minOccurs="0" />
<xs:element name="Instrument" type="xs:string" minOccurs="0" />
<xs:element name="IsinCode" type="xs:string" minOccurs="0" />
<xs:element name="LowerBarrier" type="xs:decimal" minOccurs="0" />
<xs:element name="OpenPrice" type="xs:decimal" minOccurs="0" />
<xs:element name="OpenSpot" type="xs:decimal" minOccurs="0" />
<xs:element name="OpenSwap" type="xs:decimal" minOccurs="0" />
<xs:element name="OriginalAccountId" type="xs:string" minOccurs="0" />
<xs:element name="OriginatingPositionId" type="xs:long" minOccurs="0" />
<xs:element name="PositionEvent" type="PositionEvent" />
<xs:element name="PositionId" type="xs:long" />
<xs:element name="PremiumAmount" type="xs:decimal" minOccurs="0" />
<xs:element name="PremiumAmountCcy2" type="xs:decimal" minOccurs="0" />
<xs:element name="PriceType" type="PriceType" minOccurs="0" />
<xs:element name="RegistrationTime" type="xs:dateTime" minOccurs="0" />
<xs:element name="RelatedOrderCount" type="xs:int" minOccurs="0" />
<xs:element name="RelatedPositionId" type="xs:long" minOccurs="0" />
<xs:element name="SourceOrderId" type="xs:long" minOccurs="0" />
<xs:element name="SpotDate" type="xs:date" minOccurs="0" />
<xs:element name="StampDuty" type="xs:decimal" minOccurs="0" />
<xs:element name="StrikePrice" type="xs:decimal" minOccurs="0" />
<xs:element name="Symbol" type="xs:string" minOccurs="0" />
<xs:element name="SystemOrigin" type="SystemOrigin" minOccurs="0" />
<xs:element name="ToOpenClose" type="ToOpenClose" minOccurs="0" />
<xs:element name="UpperBarrier" type="xs:decimal" minOccurs="0" />
<xs:element name="ValueDate" type="xs:date" minOccurs="0" />
<xs:element name="Volatility" type="xs:decimal" minOccurs="0" />
</xs:all>
</xs:complexType>
</xs:element>
</xs:schema>

Appendix 2 - Option Exercise
This is an example of how the notification flow is when an option is exercised. The following scenarios are shown;

A position is created and
The option is exercised.

Create position
A position is placed: EURGBP Long Call position at strike .8257 with expiry 17th April. The position has Position ID: 68754792. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Buy</BuySell>
<CallPut>Call</CallPut>
<ClientId>2147123712</ClientId>
<ContractType>FxVanillaOption</ContractType>
<ConversionRate>1.21129</ConversionRate>
<Created>2012-04-17T04:10:06.16</Created>
<CurrencyCode>GBP</CurrencyCode>
<Delta>0.479085721</Delta>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:10:00.45</ExecutionTime>
<ExpiryCut>NY</ExpiryCut>
<ExpiryDate>2012-04-17</ExpiryDate>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.0016</OpenPrice>
<OpenSpot>0.0016</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68754792</PositionId>
<PremiumAmount>160</PremiumAmount>
<PremiumAmountCcy2>160</PremiumAmountCcy2>
<PriceType>Ccy2Pips</PriceType>
<RegistrationTime>2012-04-17T04:10:06.127</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<StrikePrice>0.8257</StrikePrice>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
<Volatility>0.087177194</Volatility>
</Position>

Exercise Option
The above mentioned position is then exercised. Four (4) notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>1.21121</ConversionRate>
<Created>2012-04-17T04:14:05.913</Created>
<CurrencyCode>GBP</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:14:05.887</ExecutionTime>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.8257</OpenPrice>
<OpenSpot>0.8257</OpenSpot>
<OriginatingPositionId>68754792</OriginatingPositionId>
<PositionEvent>New</PositionEvent>
<PositionId>68754794</PositionId>
<RegistrationTime>2012-04-17T04:14:05.91</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Buy</BuySell>
<CallPut>Call</CallPut>
<ClientId>2147123712</ClientId>
<ContractType>FxVanillaOption</ContractType>
<ConversionRate>1.21129</ConversionRate>
<Created>2012-04-17T04:14:06.073</Created>
<CurrencyCode>GBP</CurrencyCode>
<Delta>0.479085721</Delta>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:10:00.45</ExecutionTime>
<ExpiryCut>NY</ExpiryCut>
<ExpiryDate>2012-04-17</ExpiryDate>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.0016</OpenPrice>
<OpenSpot>0.0016</OpenSpot>
<PositionEvent>OptionExercised</PositionEvent>
<PositionId>68754792</PositionId>
<PremiumAmount>160</PremiumAmount>
<PremiumAmountCcy2>160</PremiumAmountCcy2>
<PriceType>Ccy2Pips</PriceType>
<RegistrationTime>2012-04-17T04:10:06.127</RegistrationTime>
<SourceOrderId>68754794</SourceOrderId>
<SpotDate>2012-04-19</SpotDate>
<StrikePrice>0.8257</StrikePrice>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
<Volatility>0.087177194</Volatility>
</Position>

Notification 3

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>1.21121</ConversionRate>
<Created>2012-04-17T04:14:06.103</Created>
<CurrencyCode>GBP</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:14:05.887</ExecutionTime>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.82562</OpenPrice>
<OpenSpot>0.82562</OpenSpot>
<OriginatingPositionId>68754792</OriginatingPositionId>
<PositionEvent>New</PositionEvent>
<PositionId>68754796</PositionId>
<RegistrationTime>2012-04-17T04:14:06.1</RegistrationTime>
<RelatedPositionId>68754794</RelatedPositionId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification 4

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>1.21121</ConversionRate>
<Created>2012-04-17T04:14:06.103</Created>
<CurrencyCode>GBP</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:14:05.887</ExecutionTime>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.8257</OpenPrice>
<OpenSpot>0.8257</OpenSpot>
<OriginatingPositionId>68754792</OriginatingPositionId>
<PositionEvent>Updated</PositionEvent>
<PositionId>68754794</PositionId>
<RegistrationTime>2012-04-17T04:14:05.91</RegistrationTime>
<RelatedPositionId>68754796</RelatedPositionId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Appendix 3 - Option Expire
This is an example of how the notification flow is when an option is exercised. The following scenarios are shown;

A position is created and
The option is expired.

Create Position
A position is placed: CHFJPY short Put at strike 87.77, expiry 17th April. The position has Position ID: 68754798. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Sell</BuySell>
<CallPut>Put</CallPut>
<ClientId>2147123712</ClientId>
<ContractType>FxVanillaOption</ContractType>
<ConversionRate>0.009477</ConversionRate>
<Created>2012-04-17T04:24:09.637</Created>
<CurrencyCode>JPY</CurrencyCode>
<Delta>-0.483923093</Delta>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:24:09.283</ExecutionTime>
<ExpiryCut>NY</ExpiryCut>
<ExpiryDate>2012-04-17</ExpiryDate>
<Instrument>CHFJPY</Instrument>
<OpenPrice>0.04</OpenPrice>
<OpenSpot>0.04</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68754798</PositionId>
<PremiumAmount>4000</PremiumAmount>
<PremiumAmountCcy2>4000</PremiumAmountCcy2>
<PriceType>Ccy2Pips</PriceType>
<RegistrationTime>2012-04-17T04:24:09.633</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<StrikePrice>87.77</StrikePrice>
<Symbol>CHF/JPY</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
<Volatility>0.155</Volatility>
</Position>

Expire Option
Position created above is then expired. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Sell</BuySell>
<CallPut>Put</CallPut>
<ClientId>2147123712</ClientId>
<ContractType>FxVanillaOption</ContractType>
<ConversionRate>0.009477</ConversionRate>
<Created>2012-04-17T04:29:43.363</Created>
<CurrencyCode>JPY</CurrencyCode>
<Delta>-0.483923093</Delta>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:24:09.283</ExecutionTime>
<ExpiryCut>NY</ExpiryCut>
<ExpiryDate>2012-04-17</ExpiryDate>
<Instrument>CHFJPY</Instrument>
<OpenPrice>0.04</OpenPrice>
<OpenSpot>0.04</OpenSpot>
<PositionEvent>OptionExpired</PositionEvent>
<PositionId>68754798</PositionId>
<PremiumAmount>4000</PremiumAmount>
<PremiumAmountCcy2>4000</PremiumAmountCcy2>
<PriceType>Ccy2Pips</PriceType>
<RegistrationTime>2012-04-17T04:24:09.633</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<StrikePrice>87.77</StrikePrice>
<Symbol>CHF/JPY</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
<Volatility>0.155</Volatility>
</Position>

Appendix 4 – Allocation

Appendix 5 - Position netting
This is an example of how the notification flow is when a position is netted by Saxo Group's Back Office overnight. The following scenarios are shown;

Create two opposing positions
Leave positions open during a week-night

Create two opposing positions
One buy and one sell position are created. Two notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>57.4</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.1323415</ConversionRate>
<Created>2012-04-17T09:06:10.053</Created>
<CurrencyCode>NOK</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T09:06:10.003</ExecutionTime>
<Instrument>EURNOK</Instrument>
<OpenPrice>7.5578</OpenPrice>
<OpenSpot>7.5578</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68578373</PositionId>
<RegistrationTime>2012-04-17T09:06:10.053</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/NOK</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>10000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<Commission>57.4</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.132337</ConversionRate>
<Created>2012-04-17T09:06:22.36</Created>
<CurrencyCode>NOK</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T09:06:22.33</ExecutionTime>
<Instrument>EURNOK</Instrument>
<OpenPrice>7.5549</OpenPrice>
<OpenSpot>7.5549</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68790802</PositionId>
<RegistrationTime>2012-04-17T09:06:22.36</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/NOK</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Leave positions open
The positions are left open overnight. The following morning two notifications are received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<Commission>57.4</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.132337</ConversionRate>
<Created>2012-04-17T22:23:59.027</Created>
<CurrencyCode>NOK</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T09:06:22.33</ExecutionTime>
<Instrument>EURNOK</Instrument>
<OpenPrice>7.55394</OpenPrice>
<OpenSpot>7.5549</OpenSpot>
<OpenSwap>-0.00096</OpenSwap>
<PositionEvent>Updated</PositionEvent>
<PositionId>68790802</PositionId>
<RegistrationTime>2012-04-17T22:23:59.05</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/NOK</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-20</ValueDate>
</Position>
Notification 2
<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<Created>2012-04-17T22:23:59.427</Created>
<PositionEvent>Deleted</PositionEvent>
<PositionId>68578373</PositionId>
</Position>

This is an example of how the notification flow is when a Saxo Group employee initiates a trade on a customer's account. (EXAMPLE?) The following scenarios are shown:

Create position

Create position
A position is created: EURGBP Long Call position at strike .8257 with expiry 17th April. The position has Position ID: 68754792. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>100000</Amount>
<BuySell>Buy</BuySell>
<CallPut>Call</CallPut>
<ClientId>2147123712</ClientId>
<ContractType>FxVanillaOption</ContractType>
<ConversionRate>1.21129</ConversionRate>
<Created>2012-04-17T04:10:06.16</Created>
<CurrencyCode>GBP</CurrencyCode>
<Delta>0.479085721</Delta>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:10:00.45</ExecutionTime>
<ExpiryCut>NY</ExpiryCut>
<ExpiryDate>2012-04-17</ExpiryDate>
<Instrument>EURGBP</Instrument>
<OpenPrice>0.0016</OpenPrice>
<OpenSpot>0.0016</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68754792</PositionId>
<PremiumAmount>160</PremiumAmount>
<PremiumAmountCcy2>160</PremiumAmountCcy2>
<PriceType>Ccy2Pips</PriceType>
<RegistrationTime>2012-04-17T04:10:06.127</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<StrikePrice>0.8257</StrikePrice>
<Symbol>EUR/GBP</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
<Volatility>0.087177194</Volatility>
</Position>

Appendix 9 - Customer trade
This is an example of how the notification flow is when a customer creates a position in any of the available trading platforms. (This example is based on Desktop Trader (Client Station). The following scenarios are shown:

Create Position
Place stop Order

Create position
Create position: Long spot EURCHF position @1.20211. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>9.1</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.831968</ConversionRate>
<Created>2012-04-17T04:33:06.447</Created>
<CurrencyCode>CHF</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:33:06.417</ExecutionTime>
<Instrument>EURCHF</Instrument>
<OpenPrice>1.20211</OpenPrice>
<OpenSpot>1.20211</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68578337</PositionId>
<RegistrationTime>2012-04-17T04:33:06.44</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/CHF</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Place Stop order
Then a stop order is placed with regards to above position. Two notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>9.1</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.831968</ConversionRate>
<Created>2012-04-17T04:43:45.447</Created>
<CurrencyCode>CHF</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:33:06.417</ExecutionTime>
<Instrument>EURCHF</Instrument>
<OpenPrice>1.20211</OpenPrice>
<OpenSpot>1.20211</OpenSpot>
<PositionEvent>Updated</PositionEvent>
<PositionId>68578337</PositionId>
<RegistrationTime>2012-04-17T04:33:06.44</RegistrationTime>
<RelatedOrderCount>1</RelatedOrderCount>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/CHF</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T04:43:45.447</Created>
<CurrencyCode>CHF</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURCHF</Instrument>
<OrderId>44309531</OrderId>
<OrderType>StopIfOffered</OrderType>
<Price>1.1961</Price>
<RegistrationTime>2012-04-17T04:43:45.423</RegistrationTime>
<RelatedPositionId>68578337</RelatedPositionId>
<Symbol>EUR/CHF</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Appendix 10 - Margin Call
This is an example of how the notification flow is when a customer's account hits three predefined margin call levels. The following scenarios are shown;

Margin utilization exceeds 100%
Margin utilization exceeds 115%
Margin utilization exceeds 125% and the customer is stopped out.

Margin utilization exceeds 100%
When the customer's account hit the margin call at 100% one e-mail and one notification were received.
Margin call e-mail 1
Margin Call for client number 197373785. Passed 100.0%%
Wednesday, April 18, 2012 8:25:44 AM GMT
Net Equity for Margin: 270210.82EUR
Margin Required: 298506.73EUR
Use of Equity for Margin:110.1%

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<MarginCall>
<BaseCurrency>USD</BaseCurrency>
<ClientId>1973785</ClientId>
<Created>2012-04-18T08:25:44.817</Created>
<DefaultAccountId>19373785</DefaultAccountId>
<MarginCallAction>MarginCall</MarginCallAction>
<MarginCallLevel>110</MarginCallLevel>
<MarginDeficit>28295.91</MarginDeficit>
<MarginRequired>298506.73</MarginRequired>
<NetEquityForMargin>270210.82</NetEquityForMargin>
<NetFreeBalance>-28295.91</NetFreeBalance>
<UseOfEquityForMargin>1.10</UseOfEquityForMargin>
</MarginCall>

Margin utilization exceeds 115%
When the customer's account hit the margin call at 115% one e-mail and one notification were received.
Margin call e-mail 2
Margin Call for client number 19373785. Passed 115.0%%
Wednesday, April 18, 2012 9:18:47 AM GMT
Net Equity for Margin: 945.97EUR
Margin Required: 6011.24EUR
Use of Equity for Margin:600.35%

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<MarginCall>
<BaseCurrency>USD</BaseCurrency>
<ClientId>1973785</ClientId>
<Created>2012-04-18T09:18:47.1</Created>
<DefaultAccountId>19373785</DefaultAccountId>
<MarginCallAction>MarginCall</MarginCallAction>
<MarginCallLevel>115</MarginCallLevel>
<MarginDeficit>5065.27</MarginDeficit>
<MarginRequired>6011.24</MarginRequired>
<NetEquityForMargin>945.97</NetEquityForMargin>
<NetFreeBalance>-5065.27</NetFreeBalance>
<UseOfEquityForMargin>6.35</UseOfEquityForMargin>
</MarginCall>

Margin utilization exceeds 125% - stop out
When the customer's account hit margin utilization of 125%, all outstanding positions were squared. One notification received.

Notification 3

<?xml version="1.0" encoding="utf-8"?>
<MarginCall>
<BaseCurrency>USD</BaseCurrency>
<ClientId>1973785</ClientId>
<Created>2013-11-18T10:12:26.77</Created>
<DefaultAccountId>19373785</DefaultAccountId>
<MarginCallAction>StopOut</MarginCallAction>
<MarginCallLevel>125</MarginCallLevel>
<MarginDeficit>206.72</MarginDeficit>
<MarginRequired>810.48</MarginRequired>
<NetEquityForMargin>603.76</NetEquityForMargin>
<NetFreeBalance>-206.72</NetFreeBalance>
<UseOfEquityForMargin>1.34</UseOfEquityForMargin>
</MarginCall>

Appendix 11 - Customer Order
This is an example of how the notification flow is when placing orders. The following scenarios are shown:

Order placed and modified to market order
1. Place order
2. Modify to market order
Order placed, modified and cancelled
1. Place order
2. Change price
3. Cancel order
Cancel all orders
1. Create two orders
2. Cancel all orders using "Cancel all" functionality
Place related order (if done)
1. Place order
2. Place two related orders
3. Slave order changed to Master order
4. Old main order executed
Place related order (OCO – One cancels other)

Order Placed and modified to market order

Order placed and modified to market order
1. Place order
2. Modify to market order

Place order
An order is placed: Limit order to buy GBPCHF spot @ 1.44900. The order has Order ID: 44309579. One notification received.

Notification a.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:19:21.657</Created>
<CurrencyCode>CHF</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>GBPCHF</Instrument>
<OrderId>44309579</OrderId>
<Price>1.449</Price>
<RegistrationTime>2012-04-17T05:19:21.643</RegistrationTime>
<Symbol>GBP/CHF</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Modify to market order
This order is then changed to market order. Three notifications received.

Notification b.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:23:03.63</Created>
<CurrencyCode>CHF</CurrencyCode>
<Duration>DayOrder</Duration>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>GBPCHF</Instrument>
<OrderId>44309579</OrderId>
<OrderType>Market</OrderType>
<RegistrationTime>2012-04-17T05:23:03.617</RegistrationTime>
<Symbol>GBP/CHF</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification b.2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:23:03.8</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>GBPCHF</Instrument>
<OrderId>44309579</OrderId>
<Symbol>GBP/CHF</Symbol>
</Order>

Notification b.3

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.8321575</ConversionRate>
<Created>2012-04-17T05:23:04.093</Created>
<CurrencyCode>CHF</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T05:23:03.73</ExecutionTime>
<Instrument>GBPCHF</Instrument>
<OpenPrice>1.45543</OpenPrice>
<OpenSpot>1.45543</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68781511</PositionId>
<RegistrationTime>2012-04-17T05:23:03.777</RegistrationTime>
<SourceOrderId>44309579</SourceOrderId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>GBP/CHF</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Order placed, modified and cancelled

Order placed, modified and cancelled
1. Place order
2. Change price
3. Cancel order

Place order
An order is placed: Limit order to buy EURNOK spot @ 7.5180. Order has Order ID: 44309581. One notification received.

Notification a.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:27:30.117</Created>
<CurrencyCode>NOK</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURNOK</Instrument>
<OrderId>44309581</OrderId>
<Price>7.518</Price>
<RegistrationTime>2012-04-17T05:27:30.1</RegistrationTime>
<Symbol>EUR/NOK</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Change price
Then this order's price was changed to 7.5175. One notification received.

Notification b.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:30:00.143</Created>
<CurrencyCode>NOK</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURNOK</Instrument>
<OrderId>44309581</OrderId>
<Price>7.5175</Price>
<RegistrationTime>2012-04-17T05:30:00.133</RegistrationTime>
<Symbol>EUR/NOK</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Cancel Order
Then this order was cancelled. One notification received.

Notification c.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:31:46.333</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURNOK</Instrument>
<OrderId>44309581</OrderId>
<Symbol>EUR/NOK</Symbol>
</Order>

Cancel all orders
I have a couple of orders for my account with order ID's 44309531 and 44309595. I cancelled them using "Cancel All" button from client station. Two notifications received.

Notification b.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:41:03.117</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURCHF</Instrument>
<OrderId>44309531</OrderId>
<Symbol>EUR/CHF</Symbol>
</Order>

Notification b.2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T05:41:03.36</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURNOK</Instrument>
<OrderId>44309595</OrderId>
<Symbol>EUR/NOK</Symbol>
</Order>

Place related order (If Done)

Place related order (if done)
1. Place order
2. Place two related orders
3. Slave order changed to Master order
4. Old main order executed

Place order
An order is placed: EURUSD limit order @ 1.30250. Main order ID is Order ID: 44309635. One notification received.

Notification a.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:17.77</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309635</OrderId>
<Price>1.3025</Price>
<RegistrationTime>2012-04-17T06:37:17.767</RegistrationTime>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Place two related orders
Two related orders were also placed along with the main order (44309635). Related order ID's: 44309636, 44309637. Five notifications received.

Notification b.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:18.347</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309636</OrderId>
<OrderRelation>IfDoneSlave</OrderRelation>
<Price>1.309</Price>
<RegistrationTime>2012-04-17T06:37:18.33</RegistrationTime>
<RelatedOrderId>44309635</RelatedOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification b.2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:18.347</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309635</OrderId>
<OrderRelation>IfDoneMaster</OrderRelation>
<Price>1.3025</Price>
<RegistrationTime>2012-04-17T06:37:17.767</RegistrationTime>
<RelatedOrderId>44309636</RelatedOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification b.3

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:18.77</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309637</OrderId>
<OrderRelation>IfDoneSlaveOco</OrderRelation>
<OrderType>StopIfOffered</OrderType>
<Price>1.296</Price>
<RegistrationTime>2012-04-17T06:37:18.75</RegistrationTime>
<RelatedOrderId>44309635</RelatedOrderId>
<RelatedSecondOrderId>44309636</RelatedSecondOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification b.4

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:18.77</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309635</OrderId>
<OrderRelation>IfDoneMaster</OrderRelation>
<Price>1.3025</Price>
<RegistrationTime>2012-04-17T06:37:17.767</RegistrationTime>
<RelatedOrderId>44309636</RelatedOrderId>
<RelatedSecondOrderId>44309637</RelatedSecondOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification b.5

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:37:18.77</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309636</OrderId>
<OrderRelation>IfDoneSlaveOco</OrderRelation>
<Price>1.309</Price>
<RegistrationTime>2012-04-17T06:37:18.33</RegistrationTime>
<RelatedOrderId>44309635</RelatedOrderId>
<RelatedSecondOrderId>44309637</RelatedSecondOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Slave order changed to master order
Then one of the Slave orders (order ID: 44309637) was switched to master order. One notification received.

Notification c.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:46:59.443</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309636</OrderId>
<OrderRelation>IfDoneSlaveOco</OrderRelation>
<Price>1.309</Price>
<RegistrationTime>2012-04-17T06:46:59.423</RegistrationTime>
<RelatedOrderId>44309635</RelatedOrderId>
<RelatedSecondOrderId>44309637</RelatedSecondOrderId>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>Other</SystemOrigin>
</Order>

Old main order executed
Then the order 44309635 was executed. Five notifications received.

Notification d.1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:53:29.977</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309636</OrderId>
<Symbol>EUR/USD</Symbol>
</Order>

Notification d.2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:53:29.977</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309637</OrderId>
<Symbol>EUR/USD</Symbol>
</Order>

Notification d.3

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>10</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.76357</ConversionRate>
<Created>2012-04-17T06:53:29.98</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T06:53:29.92</ExecutionTime>
<Instrument>EURUSD</Instrument>
<OpenPrice>1.3025</OpenPrice>
<OpenSpot>1.3025</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68781521</PositionId>
<RegistrationTime>2012-04-17T06:53:29.95</RegistrationTime>
<RelatedPositionId>68781523</RelatedPositionId>
<SourceOrderId>44309635</SourceOrderId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification d.4

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T06:53:29.977</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURUSD</Instrument>
<OrderId>44309635</OrderId>
<Symbol>EUR/USD</Symbol>
</Order>

Notification d.5

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<Commission>10</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.76357</ConversionRate>
<Created>2012-04-17T06:53:30.04</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T06:53:30</ExecutionTime>
<Instrument>EURUSD</Instrument>
<OpenPrice>1.30963</OpenPrice>
<OpenSpot>1.30963</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68781523</PositionId>
<RegistrationTime>2012-04-17T06:53:30.02</RegistrationTime>
<RelatedPositionId>68781521</RelatedPositionId>
<SourceOrderId>44309636</SourceOrderId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/USD</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Placing Related orders (OCO)
I placed a buy order for EURNZD @ 1.59800 and a related OCO order @ 1.61405. Main Order ID: 44309649, slave order ID: 44309650. Following emails (3) were received:

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T07:10:16.813</Created>
<CurrencyCode>NZD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURNZD</Instrument>
<OrderId>44309649</OrderId>
<Price>1.598</Price>
<RegistrationTime>2012-04-17T07:10:16.793</RegistrationTime>
<Symbol>EUR/NZD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T07:10:17.3</Created>
<CurrencyCode>NZD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>EURNZD</Instrument>
<OrderId>44309650</OrderId>
<OrderRelation>Oco</OrderRelation>
<OrderType>StopIfBid</OrderType>
<Price>1.61405</Price>
<RegistrationTime>2012-04-17T07:10:17.233</RegistrationTime>
<RelatedOrderId>44309649</RelatedOrderId>
<Symbol>EUR/NZD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Notification 3

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T07:10:17.3</Created>
<CurrencyCode>NZD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<Instrument>EURNZD</Instrument>
<OrderId>44309649</OrderId>
<OrderRelation>Oco</OrderRelation>
<Price>1.598</Price>
<RegistrationTime>2012-04-17T07:10:16.793</RegistrationTime>
<RelatedOrderId>44309650</RelatedOrderId>
<Symbol>EUR/NZD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<UserId>2147123712</UserId>
</Order>

Main order executed
Then the main order (44309649) was executed via order commander. Three notifications received.

Notification e.1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>12.2</Commission>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.62275</ConversionRate>
<Created>2012-04-17T07:16:36.787</Created>
<CurrencyCode>NZD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T07:16:36.73</ExecutionTime>
<Instrument>EURNZD</Instrument>
<OpenPrice>1.598</OpenPrice>
<OpenSpot>1.598</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68781529</PositionId>
<RegistrationTime>2012-04-17T07:16:36.77</RegistrationTime>
<SourceOrderId>44309649</SourceOrderId>
<SpotDate>2012-04-19</SpotDate>
<Symbol>EUR/NZD</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification e.2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T07:16:36.777</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURNZD</Instrument>
<OrderId>44309649</OrderId>
<Symbol>EUR/NZD</Symbol>
</Order>

Notification e.3

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<Created>2012-04-17T07:16:36.78</Created>
<ExchangeId>SBFX</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>EURNZD</Instrument>
<OrderId>44309650</OrderId>
<Symbol>EUR/NZD</Symbol>
</Order>

Appendix 12 - Trade correction
This is an example of how the notification flow is when a trade correction is done. (EXAMPLE?) The following scenarios are shown;

Create position
Saxo Group performs trade correction

Create position
A position is created: Long GBPUSD spot position @1.58859. The position has Position ID: 68578339. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.76227</ConversionRate>
<Created>2012-04-17T04:53:04.173</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:53:04.137</ExecutionTime>
<Instrument>GBPUSD</Instrument>
<OpenPrice>1.58859</OpenPrice>
<OpenSpot>1.58859</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68578339</PositionId>
<RegistrationTime>2012-04-17T04:53:04.17</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>GBP/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Saxo Group performs trade correction
The position is corrected and modified by a Saxo Group Employee. Two notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.76227</ConversionRate>
<Created>2012-04-17T04:56:31.953</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:53:04.137</ExecutionTime>
<Instrument>GBPUSD</Instrument>
<OpenPrice>1.58859</OpenPrice>
<OpenSpot>1.58859</OpenSpot>
<PositionEvent>Deleted</PositionEvent>
<PositionId>68578339</PositionId>
<RegistrationTime>2012-04-17T04:53:04.17</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>GBP/USD</Symbol>
<SystemOrigin>ClientStation</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>6000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>FxSpot</ContractType>
<ConversionRate>0.76227</ConversionRate>
<Created>2012-04-17T04:56:31.967</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>SBFX</ExchangeId>
<ExecutionTime>2012-04-17T04:56:31.89</ExecutionTime>
<Instrument>GBPUSD</Instrument>
<OpenPrice>1.58859</OpenPrice>
<OpenSpot>1.58859</OpenSpot>
<PositionEvent>New</PositionEvent>
<PositionId>68754800</PositionId>
<RegistrationTime>2012-04-17T04:56:31.963</RegistrationTime>
<SpotDate>2012-04-19</SpotDate>
<Symbol>GBP/USD</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-04-19</ValueDate>
</Position>

Appendix 13 – Bonds
Position Buy event

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>165XXXINETUSD</AccountId>
<Amount>50000</Amount>
<BuySell>Buy</BuySell>
<ClientId>547000</ClientId>
<Commission>87.56</Commission>
<ContractType>Bond</ContractType>
<Created>2015-11-03T15:45:57.615</Created>
<CurrencyCode>USD</CurrencyCode>
<ExchangeId>BONDS</ExchangeId>
<ExecutionTime>2015-11-03T15:45:57.608</ExecutionTime>
<Instrument>XS0460546798</Instrument>
<IsinCode>XS0460546798</IsinCode>
<OpenPrice>79.099652778</OpenPrice>
<PositionEvent>New</PositionEvent>
<PositionId>742815636</PositionId>
<RegistrationTime>2015-11-03T15:45:57.615</RegistrationTime>
<Symbol>XS0460546798</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2015-11-05</ValueDate>
</Position>

Position Sell Event

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>165XXXINETUSD</AccountId>
<Amount>100000</Amount>
<BuySell>Sell</BuySell>
<ClientId>547000</ClientId>
<Commission>80</Commission>
<ContractType>Bond</ContractType>
<Created>2015-11-03T14:18:45.323</Created>
<CurrencyCode>EUR</CurrencyCode>
<ExchangeId>BONDS</ExchangeId>
<ExecutionTime>2015-11-03T14:18:45.319</ExecutionTime>
<Instrument>XS1063244682</Instrument>
<IsinCode>XS1063244682</IsinCode>
<OpenPrice>79.759221311</OpenPrice>
<PositionEvent>New</PositionEvent>
<PositionId>742815616</PositionId>
<RegistrationTime>2015-11-03T14:18:45.323</RegistrationTime>
<Symbol>XS1063244682</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2015-11-05</ValueDate>
</Position>

Deletion of position (position Netting)

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>165XXXINETUSD</AccountId>
<ClientId>547000</ClientId>
<Created>2015-11-04T01:45:26.179</Created>
<PositionEvent>Deleted</PositionEvent>
<PositionId>742815616</PositionId>
</Position>

Appendix 15 - Partial Fill
This is an example of how the notification flow is when an order is partially filled. The following scenarios are shown;

Place buy order
Partial fill
Order executed fully
Place sell order
Sell order executed fully

Place order
An order is placed: Order to buy contract DANSKE:xcse, quantity 20000. Order ID: 44328657. One notification received:

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>20000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>Cfd</ContractType>
<Created>2012-05-17T10:10:15.017</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OrderId>44328657</OrderId>
<Price>82</Price>
<RegistrationTime>2012-05-17T10:10:15.01</RegistrationTime>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
</Order>

Partial fill
Out of 20000 quantity, 5000 was executed. Two notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>20000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>Cfd</ContractType>
<Created>2012-05-17T10:10:31.623</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionType>Changed</ExecutionType>
<FilledAmount>5000</FilledAmount>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OrderId>44328657</OrderId>
<Price>82</Price>
<RegistrationTime>2012-05-17T10:10:15.01</RegistrationTime>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
</Order>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>5000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>409.1545</Commission>
<ContractType>Cfd</ContractType>
<ConversionRate>0.13453815</ConversionRate>
<Created>2012-05-17T10:10:31.64</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionTime>2012-05-17T10:10:31.587</ExecutionTime>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OpenPrice>81.8309</OpenPrice>
<PositionEvent>New</PositionEvent>
<PositionId>69645699</PositionId>
<RegistrationTime>2012-05-17T10:10:31.623</RegistrationTime>
<SourceOrderId>44328657</SourceOrderId>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-05-21</ValueDate>
</Position>

Order executed fully
Then rest of the amount (15000) was executed. Two notifications received.
The existing position is modified, cumulated and no new position is created. Also position event "<PositionEvent>Updated</PositionEvent> " was changed to "Updated" and amount and other fields gets updated as per the xml in attached document.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>Cfd</ContractType>
<Created>2012-05-17T10:11:10.563</Created>
<ExchangeId>CSE</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OrderId>44328657</OrderId>
<Symbol>DANSKE</Symbol>
</Order>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>20000</Amount>
<BuySell>Buy</BuySell>
<ClientId>2147123712</ClientId>
<Commission>1636.618</Commission>
<ContractType>Cfd</ContractType>
<ConversionRate>0.13453796</ConversionRate>
<Created>2012-05-17T10:11:10.55</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionTime>2012-05-17T10:11:10.55</ExecutionTime>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OpenPrice>81.8309</OpenPrice>
<OpenSpot>81.8309</OpenSpot>
<PositionEvent>Updated</PositionEvent>
<PositionId>69645699</PositionId>
<RegistrationTime>2012-05-17T10:10:31.623</RegistrationTime>
<SourceOrderId>44328657</SourceOrderId>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-05-21</ValueDate>
</Position>

Place sell order
After executing complete 20000 buy position, a sell order of 20000 quantity is placed for the same instrument. One notification received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<Amount>20000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<ContractType>Cfd</ContractType>
<Created>2012-05-17T10:15:54.58</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionType>New</ExecutionType>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OrderId>44328675</OrderId>
<Price>81.95</Price>
<RegistrationTime>2012-05-17T10:15:54.57</RegistrationTime>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
</Order>

Sell order executed fully
Then this order was executed completely via order commander. Two notifications received.

Notification 1

<?xml version="1.0" encoding="utf-8"?>
<Position>
<AccountId>xalk_test</AccountId>
<Amount>20000</Amount>
<BuySell>Sell</BuySell>
<ClientId>2147123712</ClientId>
<Commission>1638.18</Commission>
<ContractType>Cfd</ContractType>
<ConversionRate>0.1345379</ConversionRate>
<Created>2012-05-17T10:16:11.46</Created>
<CurrencyCode>DKK</CurrencyCode>
<ExchangeId>CSE</ExchangeId>
<ExecutionTime>2012-05-17T10:16:11.437</ExecutionTime>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OpenPrice>81.909</OpenPrice>
<PositionEvent>New</PositionEvent>
<PositionId>69645721</PositionId>
<RegistrationTime>2012-05-17T10:16:11.453</RegistrationTime>
<SourceOrderId>44328675</SourceOrderId>
<Symbol>DANSKE</Symbol>
<SystemOrigin>Other</SystemOrigin>
<ValueDate>2012-05-21</ValueDate>
</Position>

Notification 2

<?xml version="1.0" encoding="utf-8"?>
<Order>
<AccountId>xalk_test</AccountId>
<ClientId>2147123712</ClientId>
<ContractType>Cfd</ContractType>
<Created>2012-05-17T10:16:11.453</Created>
<ExchangeId>CSE</ExchangeId>
<ExecutionType>Deleted</ExecutionType>
<Instrument>DANSKE:xcse</Instrument>
<IsinCode>DK0010274414</IsinCode>
<OrderId>44328675</OrderId>
<Symbol>DANSKE</Symbol>
</Order>

Appendix 16 - Future Contract – New Order
Below you can find a XML example for a Future Contract – New Order event notification:

<?xml version="1.0" encoding="utf-8"?><Order>
  <AccountId>58756INET</AccountId>
  <Amount>1</Amount>
  <BuySell>Buy</BuySell>
  <ClientId>197573</ClientId>
  <ContractType>FutureContract</ContractType>
  <Created>2014-04-04T06:10:39.85</Created>
  <CurrencyCode>EUR</CurrencyCode>
  <Duration>DayOrder</Duration>
  <ExchangeId>EUREX</ExchangeId>
  <ExecutionType>New</ExecutionType>
  <Instrument>FEPPJ5</Instrument>
  <IsinCode>DE000A0Z3068</IsinCode>
  <OrderId>164690950</OrderId>
  <OrderType>Market</OrderType>
  <Price>14.6</Price>
  <RegistrationTime>2014-04-04T06:10:39.853</RegistrationTime>
  <Symbol>FEPPJ5</Symbol>
  <SystemOrigin>WebTrader</SystemOrigin>
  <UserId>6231222</UserId>
   <OptionExpiryDate>2015-04-23</OptionExpiryDate>
</Order>

Appendix 17 - Future Contract – New Position
Below you can find a XML example for a Future Contract – New Position event notification:

<?xml version="1.0" encoding="utf-8"?>
<Position>
  <AccountId>58756INET</AccountId>
  <Amount>1</Amount>
  <BuySell>Buy</BuySell>
  <ClientId>197573</ClientId>
  <Commission>10</Commission>
  <ContractType>FutureContract</ContractType>
  <ConversionRate>1.36968</ConversionRate>
  <Created>2014-04-04T06:10:50.173</Created>
  <CurrencyCode>EUR</CurrencyCode>
  <ExchangeFee>3</ExchangeFee>
  <ExchangeId>EUREX</ExchangeId>
  <ExecutionTime>2014-04-04T06:10:50.153</ExecutionTime>
  <Instrument>FEPPJ5</Instrument>
  <IsinCode>DE000A0Z3068</IsinCode>
  <OpenPrice>14.6</OpenPrice>
  <PositionEvent>New</PositionEvent>
  <PositionId>1019215708</PositionId>
  <RegistrationTime>2014-04-04T06:10:50.167</RegistrationTime>
  <SourceOrderId>164690950</SourceOrderId>
  <Symbol>FEPPJ5</Symbol>
  <SystemOrigin>Other</SystemOrigin>
  <ValueDate>2014-04-04</ValueDate>
  <OptionExpiryDate>2015-04-23</OptionExpiryDate>
</Position>

Appendix 18 - Contract Option – New Order
Below you can find a XML example for a Contract Option – New Order event notification:

<?xml version="1.0" encoding="utf-8"?>
<Order>
  <AccountId>58756INET</AccountId>
  <Amount>1</Amount>
  <BuySell>Buy</BuySell>
  <ClientId>197573</ClientId>
  <ContractType>ContractOption</ContractType>
  <Created>2014-04-04T06:11:03.14</Created>
  <CurrencyCode>HKD</CurrencyCode>
  <Duration>DayOrder</Duration>
  <ExchangeId>HKEX</ExchangeId>
  <ExecutionType>New</ExecutionType>
  <Instrument>00005/J14C80:xhkg</Instrument>
  <OrderId>164690951</OrderId>
  <OrderType>Market</OrderType>
  <Price>0.66</Price>
  <RegistrationTime>2014-04-04T06:11:03.14</RegistrationTime>
  <Symbol>00005</Symbol>
  <SystemOrigin>Other</SystemOrigin>
  <StrikePrice>80</StrikePrice>
  <CallPut>Call</CallPut>
  <OptionExpiryDate>2014-04-29</OptionExpiryDate>
</Order>

Appendix 19 - Contract Option – New Position
Below you can find a XML example for a Contract Option – New Position event notification

<?xml version="1.0" encoding="utf-8"?>
<Position>
  <AccountId>58756INET</AccountId>
  <Amount>1</Amount>
  <BuySell>Buy</BuySell>
  <ClientId>197573</ClientId>
  <Commission>45</Commission>
  <ContractType>ContractOption</ContractType>
  <ConversionRate>0.128909</ConversionRate>
  <Created>2014-04-04T06:11:03.823</Created>
  <CurrencyCode>HKD</CurrencyCode>
  <ExchangeFee>3</ExchangeFee>
  <ExchangeId>HKEX</ExchangeId>
  <ExecutionTime>2014-04-04T06:11:03.807</ExecutionTime>
  <Instrument>00005/J14C80:xhkg</Instrument>
  <OpenPrice>1</OpenPrice>
  <PositionEvent>New</PositionEvent>
  <PositionId>1019216206</PositionId>
  <RegistrationTime>2014-04-04T06:11:03.807</RegistrationTime>
  <SourceOrderId>164690951</SourceOrderId>
  <SpotDate>2014-04-04</SpotDate>
  <StrikePrice>80</StrikePrice>
  <Symbol>00005</Symbol>
  <SystemOrigin>Other</SystemOrigin>
  <ToOpenClose>ToOpen</ToOpenClose>
  <ValueDate>2014-04-04</ValueDate>
  <CallPut>Call</CallPut>
  <OptionExpiryDate>2014-04-29</OptionExpiryDate>
</Position>

Appendix 20 – Tool ID
Below you can find a conversion table for the ToolID as broadcasted in Tag 20034

ToolID	Actor	External Description	ToolID	Actor	External Description
1	Client	Saxo Trader	48	Client API	Saxo Prime
2	Saxo Employee	Manual Trade Input	49	Saxo Bank	ETO Assignment
3	Saxo Employee	Manual Trade Input	50	Saxo Bank	ETO Expiry
4	Client	Saxo Trader	53	Saxo Employee	ETO Correction
5	Saxo Bank	Saxo Bank Office	54	Saxo Employee	ETO Correction
6	Saxo Bank	FX Option Exersize	55	Saxo Employee	ETO Correction
7	Saxo Bank	Cash Transfer	59	Client	AutoTradeEngine
8	Client	Order Commander	60	Client	Traiana GiveIN
9	Client API	B2B Server	62	Client API	Saxo Prime
10	Saxo Bank	Corporate Action	63	Client API	Saxo Prime
11	Saxo Bank	Trade Correction	64	Client	Saxo Trader
12	Saxo Bank	Position Correction	65	Client	Saxo Trader
17	Saxo Bank	Margin Stop Out	66	Client	Saxo Trader
19	Saxo Bank	Futures Expiry	67	Client	Saxo Trader
22	Saxo Bank	Security Transfer	69	Client API	Saxo Prime
24	Saxo Bank	FX Option Barrier Service	72	Client API	Saxo Prime
27	Client	Open Order Monitor	73	Client API	Saxo Prime
28	Saxo Bank	Corporate Action	79	Client API	Saxo Prime
29	Client	Saxo Platforms	80	Client API	Saxo Prime
30	Client	Mobile Trader	81	Client API	Saxo Prime
34	Saxo Employee	Manual Trade Input	84	Client API	Saxo Prime
35	Saxo Bank	Bond Drawing	85	Client API	Saxo Prime
36	Saxo Bank	Bond Maturity	86	Client API	Saxo Prime
37	Client	AllocationService	87	Client API	Saxo Prime
40	Client	OpenAPI	89	Saxo Employee	Position Correction
41	Client	Saxo Trader for ETOs	90	Saxo Bank	Cascaded Expiry
42	Client	Saxo Trader	91	Client	FX Options TradeCapture
44	Client	Saxo Trader	2001	Client	SaxoTraderGO
45	Client	Saxo Trader	2005	Client	Open API MiniTrader
46	Client	Saxo Trader	2016	Client	ExcelTrader
47	Client	C-Card Payment	2028	Client	SaxoTrader Pro